United Bank for Africa Plc (UBA) is one of Africa’s leading financial institutions, with operations in 19 African countries and 3 global financial centers: London, Paris, and New York. From a single country organization founded in 1949 in Nigeria UBA has grown to become a pan-African provider of financial services with over 11 million customers, through close to 1000 business offices and touch points globally.
We are recruiting to fill the position below:
Job Title: Team Member, Regulatory Liaison
Location: Nigeria
Job Objective
- To assist the GCCO in ensuring prompt response to regulatory issues.
- Ensure prompt rendition of regulatory reports.
- Zero regulatory sanctions.
Roles & Responsibilities
- Build and Maintain Cordial Relationships with Law Enforcement Officers.
- Ensure to keep a proper record of inquiries from Law Enforcement Agencies.
- Manage Financial Crimes Risks Such as Posed by Bank’s Customers.
- Participate in transaction monitoring and FCY Transfers.
- Provide optimum support from a holistic compliance perspective.
- Ensure that required information is collated and reviewed to be satisfactory
- Transmit such information and documents to the respective LEA.
- Guide staff in honoring LEA invitations and give evidence on behalf of the bank in courts.
- Prompt Rendition of Regulatory Returns.
Candidate’s Profile
- Our ideal candidate must have experience in operations, Internal Control or Audit & Compliance, External Auditing, and Risk Management with a minimum of 2 years experience.
Knowledge Required:
- Knowledge of Regulatory Liaison Management.
- Deep knowledge of the Bank’s Products, Services, and Processes.
Skills Required:
- Strong human interpersonal relations and communications skills.
- Good interpretation of policies and laws.
How to Apply
Interested and qualified candidates should:
Job Title: Team Member, Transaction Monitoring
Location: Nigeria
Job Objective
- To carry out ongoing monitoring of accounts in line with extant regulations and internal policy to identify and report suspicious transactions to the requisite statutory authorities.
- To manage and support the bank’s Compliance Risk Management strategy in ensuring that the Bank’s AML and Counter Financing of Terrorism’s effort are in line with the Group standards and international best practice.
- To carry out enhanced due to diligence reviews to prevent the Bank from being exposed to the risk of sanctions and associated financial/reputational loss that the Group may incur as a result of failure to comply with regulations
- Ensure capacity building of staff to improve Compliance culture in the bank.
Roles & Responsibilities
- Use of Actimize for Suspicious Activity Monitoring (SAM).
- Compliance Investigations, Reporting, and Returns Rendition.
- Response to Request for Information (RFI) from Correspondent Banks.
- Sanctions Screening Compliance.
- Money Remittance (Western Union & MoneyGram) Transactions Monitoring.
Candidate’s Profile
- Our ideal candidate must have a minimum of 2 years of experience in Operations, Internal Control or Audit & Compliance, External Auditing, and Risk Management.
Knowledge Required:
- Extensive knowledge of the bank’s policies & procedures.
- Deep understanding of the Bank’s Products, Services, and Processes.
Skills Required:
- Strong Analytical skills.
- Good investigative skills.
- Critical thinking and problem-solving skills.
- Good interpersonal and communication skills.
- Report writing skills.
- Proficiency in the use of the computer and basic applications like excel, PowerPoint, etc.
How to Apply
Interested and qualified candidates should:
Application Deadline 3rd December 2021.
support@jobberpage.com